Role: Compliance Analyst

Location: Toronto, ON


  • Prepare reports that clearly describe transaction details, analysis, investigation results and supporting documentation
  • Analyze and review transactions using internal and external systems and tools
  • Communicate with team members within the organization and with external partners to gather information and develop comprehensive investigations
  • Ensure that customer information is properly recorded in the customer relationship management system and in accordance with department standards
  • Communicate with sales team members to verify specific data or obtain additional information on new and existing customers


  • 1-3 years of experience in an operational compliance function
  • KYC or anti-money laundering regulatory experience is an asset
  • Data collection related to regulatory compliance
  • Experience/knowledge of client onboarding
  • Prior experience with capital markets and wealth regulatory requirements is an asset



Contract Info / Information sur le contrat
  • Job ID / No. du Poste: 30357
  • Open Positions / Postes Ouverts: 1
Job Overview

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